[DOWNLOAD] "Clearing Agency Standards (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)" by The Law Library # eBook PDF Kindle ePub Free

January 19, 2021

eBook details

Title: Clearing Agency Standards (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
Author : The Law Library
Release Date : January 21, 2018
Genre: Law,Books,Professional & Technical,
Pages : * pages
Size : 611 KB

Description

The Law Library presents the complete text of the Clearing Agency Standards (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

The Securities and Exchange Commission (“SEC” or “Commission”) is adopting a new rule in accordance with the Securities Exchange Act of 1934 (“Exchange Act”), and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The new rule establishes minimum requirements regarding how registered clearing agencies must maintain effective risk management procedures and controls as well as meet the statutory requirements under the Exchange Act on an ongoing basis.

This ebook contains:
- The complete text of the Clearing Agency Standards (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure